Regulatory Topics for 2019
After 2018’s rush to introduce compliance with new regulations such as MiFID II and GDPR, what will 2019 bring for compliance and IT systems managers?...
28 December, 2018
December 2018
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- EMIR
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- FinfraG
- MAR
- MiFID II
- MiFIR
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- SFTR
Marking-the-Close : Is it Illegal to be Smarter than your Counterparties?
It could be, depending upon the jurisdiction you trade in and how far your regulator is prepared to go to enforce their interpretation of the law. ‘Common sense’ may...
12 December, 2018
New Examples of Market Manipulation
With the regulatory focus firmly on deterring market abuse, new exemplars of manipulation are being defined for market participants to detect. Can your surveillance system...
30 November, 2018