After 2018’s rush to introduce compliance with new regulations such as MiFID II and GDPR, what will 2019 bring for compliance and IT systems managers?...
It could be, depending upon the jurisdiction you trade in
and how far your regulator is prepared to go to enforce their interpretation of
the law. ‘Common sense’ may...
With the regulatory focus firmly on deterring market abuse, new exemplars of manipulation are being defined for market participants to detect. Can your surveillance system...
30 November, 2018
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