Author: Dominik Klimesch
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ESMA Publishes its Final Guidelines on the MiFID II Compliance Function
On 5th June, ESMA published the final guidelines on the MiFID II compliance function. These guidelines replace the ESMA guidelines on the same topic issued in 2012,...
09 June, 2020
SFTR is approaching us with big steps
There are just over six weeks left until the SFTR reporting requirement will come into force. After more than 4 years of preparation, the Securities Financing Transaction Regulation reporting requirement...
04 June, 2020
ESMA Publishes Updates on EMIR (Refit) and MiFID II MiFIR Q&As
On 28th May, ESMA published updates to some of its Q&As covering EMIR (Refit), MiFID II, and MiFIR. Of urgent interest was the update to the...
29 May, 2020
What are the real impacts of CME closing down the TR business?
The surprise news that CME has closed its own trade repository activity in Europe and Australia as well as the activity of NEX Regulatory Reporting services, itself acquired little...
26 May, 2020
deltaconX secures another SFTR reporting hub client
Kommunalkredit Austria AG, a specialised bank for infrastructure financing, has chosen the deltaconX regulatory platform to fulfil its reporting obligation under the Securities Financing Transactions Regulation (SFTR) and the European...
19 May, 2020
CME Group will be winding down its regulatory reporting services by 30th November 2020
After careful consideration, CME Group will be winding down most of its regulatory reporting services listed below, on or by 30th November 2020. This decision follows an...
15 May, 2020
DZ PRIVATBANK chooses deltaconX platform for SFTR reporting
deltaconX has secured DZ PRIVATBANK as a user of its regulatory platform to fulfil the bank’s obligation under the Securities Financing Transactions Regulations (SFTR). SFTR’s reporting regime is...
07 May, 2020
Covid-19 Never Waste A Good Crisis
“Never Waste A Good Crisis” : Reviewing business continuity under Covid-19 ESMA expects that firms will maintain regulatory compliance throughout the Covid-19 crisis, and any deviations will be strictly temporary....
14 April, 2020