Updates & insights

The world of transaction reporting.

Breaking-News
Market news

ESMA updates ISO 20022 XML schemas for SFTR Reporting

The European Securities and Markets Authorty (ESMA), the EU’s securities markets regulator, has published updated ISO 20022 XML Schemas to be used for reporting under the Securities Financing Transactions Regulation (SFTR). Link: https://www.esma.europa.eu/press-news/esma-news/esma-updates-iso-20022-xml-schemas-sftr-reporting

Read more »
ThursdayDecember1920191576769031
Press releases

deltaconX joins forces with Murex

Multi-regulatory reporting platform deltaconX has partnered with Murex SAS to offer common clients with an end-to-end solution to the requirements of several regulations including the Securities Financing Transactions Regulation (SFTR). As part of the deal, Murex will develop the integration of its MX.3 platform to deltaconX, which will, in turn,

Read more »
anders-jilden-uwbajDCODj4-unsplash
Article

A resumé of 2019 and what is ahead

As 2019 comes to an end it is time for us to have a look back at what happened regarding the various regulations. We also want to take this opportunity to give you an outlook on the upcoming year 2020. SFTR Certainly, one of the most discussed topics in 2019

Read more »
Breaking-News
Market news

PRA fines Citigroup’s UK operations £44 million for failings in their regulatory reporting governance and controls

The PRA has imposed a combined financial penalty on Citigroup Global Markets Limited, Citibank N.A. London branch and Citibank Europe Plc UK branch of £43.9 million for failings in relation to their internal controls and governance arrangements underpinning compliance with PRA regulatory reporting requirements. Full article:https://www.bankofengland.co.uk/news/2019/november/pra-fines-citigroups-uk-operations-44-million-for-failings Press release: https://www.bankofengland.co.uk/-/media/boe/files/news/2019/november/pra-fines-citigroups-uk-operations-44million.pdf?la=en&hash=5563730822D0D84D5717801180C6261A687B4D61

Read more »
Breaking-News
Market news

AFM fines ABN AMRO for non-timely disclosure of inside information

On 13 November 2019, the Dutch Authority for the Financial Markets (AFM) imposed an administrative fine of €2,000,000 on ABN AMRO Bank N.V. The fine was imposed because in the period between 18 July and 13 September 2016 ABN AMRO failed to disclose inside information on time. Full article:https://www.afm.nl/en/professionals/nieuws/2019/nov/boete-abn-amro

Read more »
arif-wahid-y3FkHW1cyBE-unsplash_medium
Article

SFTR Delegated Reporting – What are the risks for the buy-side?

The decision to delegate SFT reporting has its appeal for many buy-side firms, especially those who have successfully delegated their EMIR reporting in the past. “If it ain’t broke, don’t fix it” is probably their prevailing view. The decision to continue with delegated reporting may be reinforced by the perception

Read more »
krm22 announces partnership with deltaconX
Press releases

KRM22 announces partnershipt with deltaconX

KRM22 plc, (AIM: KRM) the technology and software investment company that focuses on risk management for capital markets, today announces that it has partnered with deltaconX, a provider of regulatory reporting services for European financial, energy and commodity trading organisations. The deltaconX SaaS-based service, which will be available through KRM22’s Global

Read more »
SFTR go-live - SimCorp
Article

Are you ready for SFTR?

The Securities Financing Transaction Regulation (SFTR)1 is an EU regulation set out to increase the transparency of securities financing transactions and the reuse of collateral. The regulation covers two aspects of transparency. The first, which this article focuses on, is the reporting obligation for SFTs that have been concluded, modified,

Read more »
SimCorp SFTR cloud solution live in partnership with deltaconX AG - SimCorp
Press releases

SimCorp SFTR cloud solution live in partnership with deltaconX AG

SimCorp’s SFTR cloud solution is live, in partnership with deltaconX, ahead of the Securities Financing Transactions Regulation (SFTR) reporting requirement, in April 2020. SimCorp, a leading provider of investment management solutions and services to the global financial services industry, today announces the go-live of its SFTR cloud solution, available to

Read more »

JOIN US AT OUR EMIR REFIT TRAINING DAY